Annex XIII AI Act
class="oj-doc-ti" id="d1e38-144-1">ΠΠ ΠΠΠΠΠΠΠΠΒ XIII
Official text
id="anx_XIII"> ΠΠ ΠΠΠΠΠΠΠΠΒ XIII ΠΡΠΈΡΠ΅ΡΠΈΠΈ Π·Π° ΠΎΠΏΡΠ΅Π΄Π΅Π»ΡΠ½Π΅ΡΠΎ Π½Π° ΠΌΠΎΠ΄Π΅Π»ΠΈ Π½Π° ΠΠ Ρ ΠΎΠ±ΡΠΎ ΠΏΡΠ΅Π΄Π½Π°Π·Π½Π°ΡΠ΅Π½ΠΈΠ΅, ΠΏΠΎΡΠ°ΠΆΠ΄Π°ΡΠΈ ΡΠΈΡΡΠ΅ΠΌΠ΅Π½ ΡΠΈΡΠΊ, ΠΏΠΎΡΠΎΡΠ΅Π½ΠΈ ΡΠ»Π΅Π½ 51 ΠΠ° Π΄Π° ΠΎΠΏΡΠ΅Π΄Π΅Π»ΠΈ, ΡΠ΅ Π΄Π°Π΄Π΅Π½ ΠΌΠΎΠ΄Π΅Π» Π½Π° ΠΠ Ρ ΠΎΠ±ΡΠΎ ΠΏΡΠ΅Π΄Π½Π°Π·Π½Π°ΡΠ΅Π½ΠΈΠ΅ ΠΈΠΌΠ° ΡΠΏΠΎΡΠΎΠ±Π½ΠΎΡΡΠΈ ΠΈΠ»ΠΈ Π²ΡΠ·Π΄Π΅ΠΉΡΡΠ²ΠΈΠ΅, ΡΠ°Π²Π½ΠΎΡΡΠΎΠΉΠ½ΠΈ Π½Π° ΠΏΠΎΡΠΎΡΠ΅Π½ΠΈΡΠ΅ Π²Β ΡΠ»Π΅Π½Β 51, ΠΏΠ°ΡΠ°Π³ΡΠ°ΡΒ 1, Π±ΡΠΊΠ²Π° Π°), ΠΠΎΠΌΠΈΡΠΈΡΡΠ° Π²Π·Π΅ΠΌΠ° ΠΏΡΠ΅Π΄Π²ΠΈΠ΄ ΡΠ»Π΅Π΄Π½ΠΈΡΠ΅ ΠΊΡΠΈΡΠ΅ΡΠΈΠΈ:
a) Π±ΡΠΎΡ Π½Π° ΠΏΠ°ΡΠ°ΠΌΠ΅ΡΡΠΈΡΠ΅ Π½Π° ΠΌΠΎΠ΄Π΅Π»Π°;
Π±)
ΠΊΠ°ΡΠ΅ΡΡΠ²ΠΎΡΠΎ ΠΈΠ»ΠΈ ΡΠ°Π·ΠΌΠ΅ΡΠ° Π½Π° Π½Π°Π±ΠΎΡΠ° ΠΎΡ Π΄Π°Π½Π½ΠΈ, Π½Π°ΠΏΡΠΈΠΌΠ΅Ρ ΠΈΠ·ΠΌΠ΅ΡΠ΅Π½ΠΈ ΡΡΠ΅Π· ΡΠΎΠΊΠ΅Π½ΠΈ;
Π²)
ΠΎΠ±Π΅ΠΌΠ° Π½Π° ΠΈΠ·ΡΠΈΡΠ»Π΅Π½ΠΈΡΡΠ°, ΠΈΠ·ΠΏΠΎΠ»Π·Π²Π°Π½ΠΈ Π·Π° ΠΎΠ±ΡΡΠ΅Π½ΠΈΠ΅ Π½Π° ΠΌΠΎΠ΄Π΅Π»Π°, ΠΈΠ·ΠΌΠ΅ΡΠ΅Π½ Π²Β Π±ΡΠΎΠΉ ΠΎΠΏΠ΅ΡΠ°ΡΠΈΠΈ Ρ ΠΏΠ»Π°Π²Π°ΡΠ° Π·Π°ΠΏΠ΅ΡΠ°Ρ ΠΈΠ»ΠΈ ΠΏΠΎΡΠΎΡΠ΅Π½ ΡΡΠ΅Π· ΠΊΠΎΠΌΠ±ΠΈΠ½Π°ΡΠΈΡ ΠΎΡ Π΄ΡΡΠ³ΠΈ ΠΏΡΠΎΠΌΠ΅Π½Π»ΠΈΠ²ΠΈ, ΠΊΠ°ΡΠΎ Π½Π°ΠΏΡΠΈΠΌΠ΅Ρ ΠΏΡΠΎΠ³Π½ΠΎΠ·Π½ΠΈ ΡΠ°Π·Ρ ΠΎΠ΄ΠΈ Π·Π° ΠΎΠ±ΡΡΠ΅Π½ΠΈΠ΅, ΠΏΡΠΎΠ³Π½ΠΎΠ·Π½ΠΎ Π²ΡΠ΅ΠΌΠ΅, Π½Π΅ΠΎΠ±Ρ ΠΎΠ΄ΠΈΠΌΠΎ Π·Π° ΠΎΠ±ΡΡΠ΅Π½ΠΈΠ΅ΡΠΎ, ΠΈΠ»ΠΈ ΠΏΡΠΎΠ³Π½ΠΎΠ·Π½ΠΎ Π΅Π½Π΅ΡΠ³ΠΎΠΏΠΎΡΡΠ΅Π±Π»Π΅Π½ΠΈΠ΅ Π·Π° ΡΠ΅Π»ΠΈΡΠ΅ Π½Π° ΠΎΠ±ΡΡΠ΅Π½ΠΈΠ΅ΡΠΎ;
Π³)
Π²Ρ ΠΎΠ΄Π½ΠΈΡΠ΅ ΠΈΒ ΠΈΠ·Ρ ΠΎΠ΄Π½ΠΈΡΠ΅ ΠΏΠ°ΡΠ°ΠΌΠ΅ΡΡΠΈ Π½Π° ΠΌΠΎΠ΄Π΅Π»Π°, Π½Π°ΠΏΡΠΈΠΌΠ΅Ρ ΡΠ΅ΠΊΡΡ ΠΊΡΠΌ ΡΠ΅ΠΊΡΡ (Π³ΠΎΠ»Π΅ΠΌΠΈ Π΅Π·ΠΈΠΊΠΎΠ²ΠΈ ΠΌΠΎΠ΄Π΅Π»ΠΈ), ΡΠ΅ΠΊΡΡ ΠΊΡΠΌ ΠΈΠ·ΠΎΠ±ΡΠ°ΠΆΠ΅Π½ΠΈΠ΅, ΠΌΡΠ»ΡΠΈΠΌΠΎΠ΄Π°Π»Π½ΠΎΡΡ ΠΈΒ ΠΏΡΠ°Π³ΠΎΠ²Π΅, ΡΡΠΎΠ±ΡΠ°Π·Π΅Π½ΠΈ Ρ Π½Π°ΠΉ-ΡΡΠ²ΡΠ΅ΠΌΠ΅Π½Π½ΠΈΡΠ΅ ΡΠ΅Ρ Π½ΠΈΡΠ΅ΡΠΊΠΈ ΠΏΠΎΡΡΠΈΠΆΠ΅Π½ΠΈΡ, Π·Π° ΠΎΠΏΡΠ΅Π΄Π΅Π»ΡΠ½Π΅ Π½Π° ΡΠΏΠΎΡΠΎΠ±Π½ΠΎΡΡΠΈΡΠ΅ Ρ Π²ΠΈΡΠΎΠΊΠ° ΡΡΠ΅ΠΏΠ΅Π½ Π½Π° Π²ΡΠ·Π΄Π΅ΠΉΡΡΠ²ΠΈΠ΅ Π·Π° Π²ΡΠ΅ΠΊΠΈ Π²ΠΈΠ΄ ΠΏΠ°ΡΠ°ΠΌΠ΅ΡΡΠΈ, ΠΊΠ°ΠΊΡΠΎ ΠΈΒ ΠΊΠΎΠ½ΠΊΡΠ΅ΡΠ½ΠΈΡ Π²ΠΈΠ΄ Π²Ρ ΠΎΠ΄ΡΡΠΈ ΠΈΒ ΠΈΠ·Ρ ΠΎΠ΄ΡΡΠΈ Π΄Π°Π½Π½ΠΈ (Π½Π°ΠΏΡΠΈΠΌΠ΅Ρ Π±ΠΈΠΎΠ»ΠΎΠ³ΠΈΡΠ½ΠΈ ΡΠ΅ΠΊΠ²Π΅Π½ΡΠΈΠΈ);
Π΄)
ΡΡΠ°Π²Π½ΠΈΡΠ΅Π»Π½ΠΈΡΠ΅ ΠΏΠΎΠΊΠ°Π·Π°ΡΠ΅Π»ΠΈ ΠΈΒ ΠΎΡΠ΅Π½ΠΊΠΈΡΠ΅ Π½Π° ΡΠΏΠΎΡΠΎΠ±Π½ΠΎΡΡΠΈΡΠ΅ Π½Π° ΠΌΠΎΠ΄Π΅Π»Π°, Π²ΠΊΠ»ΡΡΠΈΡΠ΅Π»Π½ΠΎ ΠΊΠ°ΡΠΎ ΡΠ΅ Π²Π·Π΅ΠΌΠ°Ρ ΠΏΡΠ΅Π΄Π²ΠΈΠ΄ Π±ΡΠΎΡΡ Π½Π° Π·Π°Π΄Π°ΡΠΈΡΠ΅ Π±Π΅Π· Π΄ΠΎΠΏΡΠ»Π½ΠΈΡΠ΅Π»Π½ΠΎ ΠΎΠ±ΡΡΠ΅Π½ΠΈΠ΅, Π°Π΄Π°ΠΏΡΠΈΠ²Π½ΠΎΡΡΡΠ° Π·Π° ΠΈΠ·ΡΡΠ°Π²Π°Π½Π΅ Π½Π° Π½ΠΎΠ²ΠΈ, ΡΠ°Π·Π»ΠΈΡΠ½ΠΈ Π·Π°Π΄Π°ΡΠΈ, ΡΡΠ΅ΠΏΠ΅Π½ΡΠ° ΠΌΡ Π½Π° Π°Π²ΡΠΎΠ½ΠΎΠΌΠ½ΠΎΡΡ ΠΈΒ ΠΌΠ°ΡΠ°Π±ΠΈΡΡΠ΅ΠΌΠΎΡΡ, ΠΈΠ½ΡΡΡΡΠΌΠ΅Π½ΡΠΈΡΠ΅, Π΄ΠΎ ΠΊΠΎΠΈΡΠΎ ΡΠΎΠΉ ΠΈΠΌΠ° Π΄ΠΎΡΡΡΠΏ;
Π΅)
Π΄Π°Π»ΠΈ ΠΎΠΊΠ°Π·Π²Π° ΡΠΈΠ»Π½ΠΎ Π²ΡΠ·Π΄Π΅ΠΉΡΡΠ²ΠΈΠ΅ Π²ΡΡΡ Ρ Π²ΡΡΡΠ΅ΡΠ½ΠΈΡ ΠΏΠ°Π·Π°Ρ ΠΏΠΎΡΠ°Π΄ΠΈ ΡΠ²ΠΎΡ ΠΎΠ±Ρ Π²Π°Ρ, ΠΊΠΎΠ΅ΡΠΎ ΡΠ΅ ΠΏΡΠ΅Π΄ΠΏΠΎΠ»Π°Π³Π°, ΠΊΠΎΠ³Π°ΡΠΎ Π΅Β Π±ΠΈΠ» ΠΏΡΠ΅Π΄ΠΎΡΡΠ°Π²Π΅Π½ Π½Π° Π½Π°ΠΉ-ΠΌΠ°Π»ΠΊΠΎ 10Β 000 ΡΠ΅Π³ΠΈΡΡΡΠΈΡΠ°Π½ΠΈ Π±ΠΈΠ·Π½Π΅Ρ ΠΏΠΎΠ»Π·Π²Π°ΡΠ΅Π»ΠΈ, ΡΡΡΠ°Π½ΠΎΠ²Π΅Π½ΠΈ Π²Β Π‘ΡΡΠ·Π°;
ΠΆ)
Π±ΡΠΎΡ Π½Π° ΡΠ΅Π³ΠΈΡΡΡΠΈΡΠ°Π½ΠΈΡΠ΅ ΠΊΡΠ°ΠΉΠ½ΠΈ ΠΏΠΎΠ»Π·Π²Π°ΡΠ΅Π»ΠΈ.
ELI: http://data.europa.eu/eli/reg/2024/1689/oj ISSN 1977-0618 (electronic edition)
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Source: EUR-Lex, Regulation (EU) 2024/1689 β text reproduced verbatim.
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SubscribeFrequently asked questions
What does Annex XIII of the AI Act regulate?
Annex XIII describes the criteria the European Commission uses to determine whether a GPAI model poses systemic risk, under Article 51. These criteria determine whether additional obligations apply.
Which criteria determine if a GPAI model has systemic risk?
Seven criteria: (a) number of parameters, (b) dataset quality/size, (c) amount of compute for training, (d) input/output modalities and state-of-the-art thresholds, (e) benchmarks and evaluations, (f) internal market impact (10,000+ business users), and (g) number of registered end-users.
Is there a threshold for the number of parameters?
Annex XIII lists number of parameters as a criterion (point a), but does not set a fixed threshold. Article 51(1)(a) does mention a threshold of 10^25 FLOP of compute for training as a presumption of systemic risk.
When is a model presumed to have systemic risk?
Article 51(2) provides that a model is presumed to have systemic risk if cumulative compute for training exceeds 10^25 FLOP. The Commission may adjust this threshold through delegated acts.
Does the number of users count for systemic risk?
Yes, point f states that high impact on the internal market is presumed when the model has been made available to at least 10,000 registered business users in the EU. Point g also references the number of end-users.
Are multimodal models more likely to be systemic risk?
Annex XIII, point d, specifically mentions input/output modalities (text-to-text, text-to-image, multimodal) as a criterion, with state-of-the-art thresholds per modality. Multimodal capabilities can therefore contribute to the classification.
Who determines whether a model has systemic risk?
The European Commission determines this based on the criteria in Annex XIII and Article 51. The provider may also self-declare that their model has systemic risk. The 10^25 FLOP threshold creates a legal presumption.
What are the consequences of systemic risk classification?
Providers of GPAI models with systemic risk must comply with additional obligations: model evaluation, adversarial testing, incident reporting to the AI Office, and adequate cybersecurity protection (Article 55).